Policy and Guidelines

Policy

CP1 - Privacy Policy

CP2 - Pecuniary Interest Policy

CP3 - Issuer Assignment Policy

CP4 - Sponsor Assignment Policy

CP5 - Financial Forecasting Policy

CP6 - Promotion of Raised Capital Policy

CP7 - Expiration of Investment Documents Policy

CP8 - Refund & Cancellation Policy


Guidelines

 

These guidelines have been prepared by the Australian Small Scale Offerings Board for use by authorised Sponsors / Companies / Issuers only and are not for wider distribution. The guidelines are advisory in nature, informational in content, and represent the opinions of ASSOB. These guidelines are not intended to be nor should it be relied on as a substitute for independent legal advice.

Guidelines: Advertising or Publicity for Offers of Securities (s708(1))

Guidelines: Advertising or Publicity for Offers of Securities (ss708(8), (10) & (11))

Guidelines: Good Practice (Disclosure & Communication - Website)

Guidelines: Investor Meetings

Guidelines: Social Media & Small Scale Offers of Securities

Guidelines: Supplementary or Replacement Investment Documents

Guidelines: Start-Up Remuneration Ė How to get the Team you want when you donít have any money